About Us

Melanie Firth is the senior compliance consultant at AM Compliance and all work will either be undertaken by her or conducted under her supervision. Melanie is an experienced compliance professional who has been working within the asset management compliance arena for more than 13 years.  Over the course of her career, Melanie has worked for a variety of UK asset managers, most of whom have regulatory obligations in multiple jurisdictions.  Melanie has therefore gained considerable experience working with the requirements of not only the FCA but also of various overseas regulators, in particular the SEC and the NFA/CFTC.

 

Melanie began her compliance career in 2002 at Man Investments Limited, before moving to Aspect Capital Limited.  She later went on to be appointed as Compliance Officer and MLRO, first at Beach Capital Management Limited, before moving to Beach Horizon LLP and finally GSA Capital Limited.  In May 2009, Melanie set up AM Compliance Limited and in the ensuing years has provided compliance support and advice to a number of leading asset management firms, helping them to negotiate the ever-increasing web of international regulatory requirements.

 

For more information please contact us.