AM Compliance is committed to providing a personalised consultancy service, which is consistent and dependable, to a small number of core clients.

We are a London based consultancy firm providing tailored advice to financial businesses on their FCA, SEC and NFA/CFTC regulatory obligations.


AM Compliance is committed to providing a personalised consultancy service, which is consistent and dependable.  Our central philosophy is to have a clear understanding of the business model of each individual client, ensuring that they can be advised on their particular compliance requirements in the most practical and cost effective manner possible. 

 
In recent years, asset managers have become the subject of increased scrutiny by the global regulatory and investor communities and are under pressure to demonstrate commitment to higher standards of compliance.

 

Negotiating the ever-increasing maze of rules and regulations, statutory obligations and industry best practice guidance can be daunting, but compliance need not be onerous. The key to successful compliance is the establishment of robust systems and controls, engendering a strong compliance culture within your business. For more information please contact us.